For the last week of December, we’re re-posting some of our favorite posts from 2011.
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The US economy faces a number of challenges—among them a lack of job creation and an ever-growing trade deficit. Many policy-makers believe that encouraging business innovation is the best response to these particular challenges. Sounds plausible but experience suggests otherwise.
The best example of why simply encouraging business innovation is not the answer for our employment and trade problems is Apple and its iPhone.
The iPhone was introduced in 2007 and has been incredible successful. U.S. sales soared from 3 million units in 2007 to over 11 million in 2009. Global sales topped 25 million in 2009.
While the iPhone is designed and marketed by Apple, almost all the phone’s components are produced by foreign companies operating outside the United States. These components are then shipped to China where Foxconn, a Taiwanese company, oversees their assembly and their export to the United States and other countries. As a result, the iPhone generates few jobs in the United States.
Two economists, in an Asian Development Bank working paper, examined the iPhone 3G production process in some detail. The table below, taken from their study, highlights the main suppliers and the costs of the components they produce for a single phone. Most of the components are supplied by Japanese, South Korean and German firms, although there are also some U.S. suppliers (although who knows where they actually produce their compnents).
The total component cost of an iPhone in 2009 was $172.46. Workers in China assemble the iPhone, but because their wages are low the assembly cost per phone (labeled manufacturing costs in the table below) is quite small, only $6.50 a phone. The total production cost per phone is $178.96.
Because the iPhone is assembled in China all sales in the U.S. mean an increase in Chinese exports (even though the phone is largely composed of inputs produced outside of China) and an increase in U.S. imports. In 2009, China exported more than $2 billion worth of iPhones to the United States. Thus, the iPhone, because of the Apple’s production strategy, also adds to the U.S. trade deficit.
Apple is not alone in embracing China as its production base. China is now the world’s largest exporter of manufactured goods. And, as the chart below shows, the share of Chinese exports that are labled high technology is growing. This trend has encouraged many analysts to claim that the U.S. is now locked in fierce economic competition with China.
However, as we see next, more than 80% of China’s high technology exports are actually produced by foreign companies operating in China. Moreover, these foreign companies have significantly increased their control over this production. In 2002 foreign owned firms that were 100% foreign owned (which means that they had no Chinese partner) accounted for only 55% of Chinese high technology exports. In 2009 they accounted for 68%.
Why do so many transnational corporations choose to locate production in China? The answer is obvious: profits. Apple again serves as a good example. The table below, taken from the Asian Development Bank working paper cited above, shows Apple’s profit-margin on the iPhone. In 2009 it was a whopping big 64%.
Struck by the size of Apple’s profit-margin, the authors of the Asian Development working paper considered whether the iPhone could reasonably be made in the United States. As they note:
The role of the PRC in the production chain of iPhones is primarily the assembly of all parts and components into the final product for re-shipment abroad. The skills and equipment required for the assembly are very basic and there is no doubt that American workers and firms are capable of assembling iPhones in the US. If all iPhones were assembled in the US, the US$1.9 billion trade deficit in iPhone trade with PRC would not exist. Moreover, 11.4 million units of iPhone sold in the non-US market in 2009 would add US$5.7 billion to US exports.
For the sake of discussion, they assumed that assembly line wages in the U.S. are ten times higher than in China. Given that Chinese production workers earn roughly $1 an hour, that is not an unreasonable assumption. The higher wages would mean that the total assembly cost per phone would rsie to $65 and the total manufacturing cost would approach $238. If Apple continued to sell the iPhone for $500, the company would still earn a very respectable 50% profit margin.
Moreover, as the authors point out:
In this hypothetical scenario, iPhones, the high-tech product invented by the U.S. company, would contribute to U.S. exports and the reduction of the U.S. trade deficit, not only with the PRC, but also with the rest of world. More importantly, Apple created jobs for U.S. low skilled workers; those who could not be the software engineers needed by Apple. Giving up a small portion of profits and sharing them with low skilled U.S. workers by Apple would be a more effective way [than depreciation of the exchange rate] to reduce the U.S. trade deficit and create jobs in the United States.
Of course, shifting production to the United States would mean that Apple would earn less money and there is little reason to believe that the company is prepared to sacrifice its profits for the good of the country. If we want to tackle our employment and trade problems were are going to have to do more than promote more attractive conditions for business.
Comments 75
Foo — September 2, 2011
I think you miss the picture completely here. Yes, the iPhone is manufactured overseas (along with nearly all electronics we use), but the iPhone has greater a huge number of jobs, including those at Apple designing it, but more importantly an ecosystem around it. New jobs are created developing applications for the iPhone. Designing and manufacturing accessories for the iPhone. The list goes on.
I don't have time to research exact numbers, but you'll see here the iPhone is clearly creating jobs: http://www.indeed.com/jobanalytics/jobtrends?q=iphone
Go — September 2, 2011
Where are the R&D, patenting, marketing and distribution costs? R&D in particular is what makes a good innovation (smartphones, tab computers, etc.). R&D is in many cases a costly process, operated by teams of well-paid individuals in the First World.
Anonymous — September 2, 2011
If Apple (an American company) sells a phone made in China to someone in Europe, doesn't that improve the American balance of trade as well as the Chinese?
Also, there's the issue that labor costs vary so greatly across different countries; would that problem be gradually alleviated by international trade? As a separate question, is a solution which 'gradually' alleviates gross inequity acceptable?
Yrro Simyarin — September 2, 2011
I love it when people think that they know an "appropriate" profit margin for a company or a product.
I very much doubt that Apple, or anyone, would have gone to the level of risks they did in developing the original iPhone for a 50% profit margin.
Mawg Land — September 2, 2011
The profit margin statistic is misleading. The unit manufacturing cost of a product only takes into account the cost to build that product. It doesn't factor in other costs; R&D; marketing, accounting, etc. If you look at Apples overall company profit margin, it's closer to 23%.
Even if the margin on the iPhone were 68%; Apple still has to cover the R&D costs on their failed projects; and for every iPhone there are dozens of products that fail in the development stage.
You can debate whether there is any such thing as an "appropriate" profit margin, but you first have to paint a clear picture of the numbers you're presenting.
Aristarchus — September 2, 2011
I usually like posts here, but the logic in this one is amazingly bad. The cost calculations include only physical manufacturing, not design and software for it, which are done in the US and involve much higher wages. And the amounts listed here that Apple spends for components aren't all profit for the companies it buys them from, and they don't all go towards wages either. There are raw materials and machines that need to be purchased, and who knows where that comes from...
Apple produces a ton of value in its products, but almost none of that value comes from the physical manufacturing. Some comes from design, and some comes from marketing. Those are Apple's main businesses, and it does them primarily with US employees. Criticizing them for using components from Asia is like saying an architectural firm isn't helping the US make jobs because it imports the paper it prints its designs on. It's just really, really missing the point of the company.
I'm also willing to bet that a large portion of the profits/stock value that Apple generates goes to Americans. And then American happiness and productivity is greatly increased by having iPhones.
Could Apple afford to make the iPhone in the US? Of course. Would it make a lot less money as a result? Of course. But it's a business. If you think it's profits would be better spent on something else, tax it and spend the money on that. Don't try to create weird pressures for them to operate inefficiently because you've decided middle-class Americans need jobs more than impoverished Asians.
Anonymous — September 3, 2011
Trade balance is meaningless. It's all just based on the same old mercantilist economics that Adam Smith addressed centuries ago. You could just as well draw the border around your house as your nation, and it would mean just as little. What is the author doing, I wonder, to address the catastrophic trade deficit that undoubtedly exists between the household of a sociologist and the rest of the world?
Cheap imports are a big part of what makes having a good paying job useful in the first place. If we had to pay more for things because we're paying 10x as much for simple labor as we have to, we wouldn't be able to afford as much and everybody's real wage would go down even as their nominal wage went up.
And don't forget that if Apple suddenly had to pay 10x as much for labor, it would just as suddenly become economical to invest in additional labor saving capital, via factory automation and the like. All those Chinese jobs you want to destroy would only translate to a much smaller number of American jobs.
I also wonder at how antagonistic this whole attitude is towards foreign workers. In what sense is it progress to destroy a large number of jobs for people earning $1 an our for the sake of a few American jobs?
The Innovation Trap: How the iPhone Isn’t Saving America | Environmental, Health and Safety News — September 3, 2011
[...] (View original at http://thesocietypages.org/socimages) [...]
Jason Vajgrt — September 4, 2011
I agree with the numbers being a bit dodgy, but to use those numbers and fixing them to include every aspect of production is being an Apple apologist. They are still using indentured slaves, and in some cases, child labor. In order for one of Apple factory workers to be able to buy the iPhone, they would have to work 20 years.
Whereas we in the US can buy a cell phone for a chunk of our yearly income.
Now I’m a little embarrassed to own an iPhone [Pharyngula] | Digital Brain ; Science and Technology News — September 4, 2011
[...] was just reading this analysis of costs and profits of the iPhone, and it’s rather dismaying. It’s largely about how the costs are distributed: the [...]
The Innovation Trap: How the iPhone Isn’t Saving America « Learning Change — September 4, 2011
[...] leave a comment » Read [...]
毒蘋果 | 山中雜記 — September 5, 2011
[...] 來自The Society Pages, 引用亞洲發展銀行文章。 [...]
Tone — September 6, 2011
The total benefit to China is $6.50/phone, all other things being equal. On 25 million phones, that's about $163m. Given that all other components come from outside China, moving manufacturing would change the balance of trade by $163m/yr. Assuming that US workers are paid 10x Chinese workers, moving manufacturing to the US would produce 81,000 manufacturing jobs (at about $20,000/yr.) The cost of benefits is not factored in. You want fries with that?
By moving iPhone assembly to the US, the value to Apple shareholders is diminished by $1.47B ($1.63B US labor cost minus $163m Chinese labor cost.)
The math: Chinese get $1/hr and production cost per phone is $6.50; thus it takes 6.5 person/hours to build an iPhone, otherwise stated: the productivity of one worker is 307 iPhones/yr. Therefore you need about 81,000 workers to make 25m iPhones in a year (25m/307.) Hart-Landsberg assumes no overhead on the manufacturing (no managers, rent, heat, power, etc... at the factory), so I've also ignored that. Paying US workers $10/hr grosses out to about $20,000/yr, assuming 2,000 work hours/yr.
A far simpler solution would be for Apple to hold a lottery to select 81,000 unemployed US workers and hand them each $20,000.
Anonymous — September 6, 2011
I believe that the only way we are going to solve the unemployment problem is to restructure our tax code.
America was built in the promise that anyone who wanted a job could have one. In the beginning, the land was wide open to people who wanted to tame and exploit its resources. Later came the industrial age, and workers were needed to manufacture goods for America.
Beginning around the 1990's though, we entered the era of globalization. The theory behind globalization sounded good: lower cost workers abroad would take the lower value, lower paying jobs, while Americans would be left with the higher value, higher paying jobs. There is no doubt the American consumer has benefited enormously from globalization. We have a glut of inexpensive products in our stores that now manufactured almost entirely overseas, and that has allowed American families to load up on all kinds of consumer items from electronics to clothing to an enormous variety of gadgets.
That system works great as long as there are enough of the higher paying jobs to go around so that Americans have money to pay for all of the goods that are manufactured abroad.
What we are seeing now however is systematic, long term unemployment caused by jobs moving overseas. The products consumed by Americans are being manufactured overseas and there are not enough of the "higher value, higher paying" jobs to go around. That has led to higher profits for American companies who are using cheap overseas labor, with fewer jobs for American workers. I don't see that changing without intervention.
I think we need to get back to the promise of a job to everyone who wants one. In order to accomplish this, I think we need to dramatically restructure our tax code.
First, I believe we should eliminate most individual taxes, including the personal income tax, social security and medicare taxes. We should also eliminate corporate income taxes or other taxes on profits and capital gains. This would remove the tax disincentives for employing American workers or investing in American companies. In their place, we should institute a Value Added Tax on all good and services sold in America. A VAT would allow all products and services consumed by Americans and be taxed the same regardless of where the goods were manufactured or where the services were provided. In addition, we should also use the VAT to subsidize a portion of the costs of employing Americans and complying with American environmental laws and other regulations. For example, the cost of providing universal health care could be paid from the VAT. This would further reduce the disincentives associated with employing American workers and complying with American regulations, since those costs would be incurred for every product sold in the USA, regardless of where it was manufactured. Finally, I believe we should eliminate unemployment benefits and instead allow companies to competitively bid to put Americans to work, with some of the costs to train and employ paid through the VAT.
If we continue on our current course and just play around with policy margins, I believe chronic unemployment in America will continue to rise. To really solve this problem, we need to remove the disincentives for employing Americans, and ensure that no matter where a product is manufactured or where a service originates, it ensures the same tax load. I believe changing to a VAT-based tax system could solve these problems.
lincolndemocrat.com » Blog Archive » On the other hand what answer to Unions have for this? — September 6, 2011
[...] As the US loses manufacturing technology. [...]
Romney unveils economic plan ahead of Obama speech - G35Driver — September 6, 2011
[...] to escape taxes. Tax imported goods. Problem solved. This post reminded me of this: http://thesocietypages.org/socimages...aving-america/ For those not inclined to read, basically if the iPhone was built in the US, Apple would make 50% [...]
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Anonymous — September 7, 2011
>>The iPhone was introduced in 2007 and has been incredible successful.
Incredibly, not "incredible."
» iphones and the death of US manufacturing. pop bytes — September 7, 2011
[...] that the company is prepared to sacrifice its profits for the good of the country.” — The Society Pages via The Daily [...]
Mike — September 9, 2011
Trade Imbalance is Key. Remember the US propserity when we made Admiral - Magnavox - Zenith.
Now we have more Psycology majors than all engineering graduates per year.
This is the root cause of our economic collapse.
Valid — September 9, 2011
For Apple to assemble its iPhone in California, Toshiba, Samsung and Infineon also need to build their plants in California. But the state of California does not really welcome any American business, not to mention foreign businesses. It would be nice if we can let Apple still build them in China, but pay US tax anyway, like an import tax. Yes, let the Chinese to the work and the American get paid. That's the only fair way.
The More Dangerous Side to Obama’s Jobs Plan | Cloud Computing Expert|Virtualization Expert|Global Outsourcing Expert|Marco Giunta — September 13, 2011
[...] the case of Apple Inc. What other company better symbolizes American business prowess? Weighing in at an impressive $350 [...]
The More Dangerous Side to Obama’s Jobs Plan China_Is laughing all the way to the bank. | Askvisory.com — September 13, 2011
[...] the case of Apple Inc. What other company better symbolizes American business prowess? Weighing in at an impressive $350 [...]
Inovacijska zamka: kako iPhone ne spašava Ameriku » Centar za društveno-humanistička istraživanja — October 4, 2011
[...] Link na članak: http://thesocietypages.org/socimages/2011/09/02/the-innovation-trap-how-the-iphone-isnt-saving-ameri... [...]
Steve Jobs is dead (and I really don’t care) | biyuti — October 6, 2011
[...] world. They have a company that routinely exploits the labour of Chinese workers to save an almost negligible amount. And when these workers begin to kill themselves in droves, the company has an entirely [...]
Best of What I’m Reading ed. 111022 | The Hermitage 3.0 — October 22, 2011
[...] Innovation Trap: How the iPhone isn’t saving [...]
Patrick Pine — December 29, 2011
Astonished that the original post completely ignored a huge cost but then a quick scan of the comments also does not address the tariffs that are applied. Not sure how it applies to iPhones but I know that for athletic apparel and shoes (Nike, adidas, etc.) "manufactured" in SE Asia, that customs and tariff costs were often the largest single line item cost factor. While there is significant discussion here on other cost factors, this specific factor does not seem to be cited on any side of the argument.
Links of Great Interest: ANOTHER FAST UPDATE — The Hathor Legacy — December 30, 2011
[...] the iPhone and job creation in the US Subscribe and get every Hathor post in your RSS Feed , e-mail updates, [...]
Link:The Innovation Trap: How the iPhone Isn’t Saving America » Sociological Images « We Are Fine If You Are Fine — December 30, 2011
[...] The Innovation Trap: How the iPhone Isn’t Saving America » Sociological Images. LD_AddCustomAttr("AdOpt", "1"); LD_AddCustomAttr("Origin", "other"); [...]
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