Incarceration

Photo by Ed Schipul, Flickr CC. https://flic.kr/p/e3anpY
Photo by Ed Schipul, Flickr CC.

A very large number of Americans are held in jails and prisons – some 762 out of every 100,000 residents. Although the United States has only five percent of the world’s population, it holds one quarter of all the world’s prisoners. However, the social burdens occasioned by so much imprisonment are not borne equally by all segments of the American population. According to recent estimates, one of every 15 black men is held in jail or state or federal prison, compared to one of every 106 white males. This racial disparity has a big impact on the life fortunes of white and black men – contributing to gaps in many domains, ranging from jobs and family life to health and mortality.

But the social reverberations of mass incarceration do not stop with the prisoners themselves. The consequences can be even greater for children, family members, and associates attached to those who are imprisoned. A burgeoning research literature suggests that having a family member sent to prison damages the mental and physical health of those left at home. The imprisonment of a family member means one less person to contribute to household support, increasing stress and making everyone less economically secure.

Although researchers have documented these indirect social impacts from imprisonment, they have been unable before now to estimate how many adult women and men are connected to an inmate – and therefore, have not been able to specify the scope of negative consequences faced by people tied to America’s prisoners. Now, for the first time, data from the 2006 General Social Survey make it possible to estimate the reach and wider social impact of the U.S. prison system. We use this data and build on previous studies to explore the impact of imprisonment on the family members and associates of black and white prisoners. more...

A screenshot from a Sesame Street special on kids with incarcerated parents.
A screenshot from a Sesame Street special on kids with incarcerated parents.

Nearly 2.7 million American children have to cope with the incarceration of one or both of their parents, according to 2010 data from the Pew Charitable Trusts. A growing body of research informs concerned policymakers by showing the extraordinary challenges these children face compared to those whose parents are never imprisoned. Family disruption, economic losses, and greater exposure to crime, abuse, and violence – all can serve to reinforce disadvantages from one generation to the next for these unfortunate children. Because fathers are more often incarcerated than mothers, most research to date has focused on their children. But more remains to be learned to inform policymakers trying to address the special needs of children whose mothers – and perhaps both parents – end up in jail or prison.

My co-author Sherry Zhang and I have compared the experiences in childhood and young adulthood of boys and girls who experienced one of four scenarios before their 18th birthdays – neither parent ever incarcerated; mother incarcerated; father incarcerated; or both parents incarcerated. This research allows us to describe similar and different childhood experiences in these four types of situations. We use data from the National Longitudinal Study of Adolescent to Adult Health – called “Add Health.” Of the children in this data who had the experience of a parent sent to prison, just over 80% endured paternal incarceration, while 12% experienced maternal incarceration and 7% had both parents sent to prison. Our findings reveal many similarities among sets of young people with one or both parents imprisoned, but some differences also underline the special needs of children with imprisoned mothers.

Differences in Family Situations

The structure of a child’s family patterns much of what he or she experiences when a parent is imprisoned. As shown in previous research, prior to incarceration women are more likely than men to report that they lived with their children. Understandably, therefore, the vast majority of children with incarcerated fathers continue to live with their mothers, while children with incarcerated mothers are more likely to reside with other family members like grandparents. Our findings using data from Add Health suggest that these differences are likely more than temporary arrangements caused by a parent’s imprisonment.

  • Although almost all adolescents with fathers in prison during their childhood years were living with mothers (80%) or with either biological parent (92%), far fewer children of imprisoned mothers were living with their mothers (54%) or with either biological parent (71%). And just small proportions of those who resided with biological parents lived with both – in sharp contrast to the vast majority of adolescents whose parents were never incarcerated.
  • Other caregivers – such as fathers, grandparents, aunts, and unrelated adults – play a more prominent role for children of incarcerated mothers than for those with imprisoned fathers. In the maternal incarceration group, 17% reported living with their father but not their mother (compared to 6% in the paternal incarceration group and 5% in the group where neither parent went to prison). In comparison to adolescents whose fathers were incarcerated during their childhood, those whose mothers were sent to jail or prison are almost three times more likely to report living with their father but not their mother, four times more likely to report living with someone other than a parent, ten times more likely to report living with a grandparent or aunt, and 13 times more likely to be living with an adoptive or foster mother.
  • Differences in family structure linger into adulthood. Although 88% of adolescents whose fathers went to jail or prison name their biological mother as the person who raised them, only 54% of those whose mothers were incarcerated name her as the one who raised them, while 36% point to other family members. However, in our data, neither maternal nor paternal incarceration is associated with the family structures formed by offspring in young adulthood.

Similar Experiences of Economic Hardship, Abuse, and Crime

Compared to those whose parents never went to jail or prison, individuals whose parents were incarcerated are more likely to report that they experienced economic hardship and exposure to abuse, crime, and violence during their childhoods. Tellingly, these adverse experiences are largely comparable for children with either mothers or fathers in jail or prison.

  • Adolescents whose parents were ever incarcerated lived as children in households with average incomes below $33,000 – and over one quarter of these household had trouble paying bills and two-thirds received public assistance. Reported economic hardships were greater than for households where neither parent went to jail or prison, but for households with incarcerated parents it made little difference whether the mother or father was the one imprisoned. By young adulthood, those with one or both parents incarcerated during their childhood reported more hardship and lower educational attainment, but again it made little difference whether the mother or father had gone to prison. Our data suggest that previous research findings about the adverse effects of paternal incarceration can be generalized to maternal incarceration as well.
  • Compared to those without imprisoned parents, nearly twice as many respondents who had a parent imprisoned (35% versus 17%) reported childhood physical abuse, exposure to violence in their neighborhoods or homes, and participation in incidents of delinquency – but once again, there were no significant differences between paternal and maternal incarceration.

Taken together, these findings have important implications for future research and policy development. Most basically, similarities in the experiences of offspring of incarcerated mothers and fathers suggest that interventions already designed to deal with economic hardships and exposures to abuse, crime, and violence for children of imprisoned fathers can be adapted for those with any imprisoned parents. However, we have also learned that persistent differences in family structure – before, during, and after parental incarceration – could affect access to services, especially for children whose mothers go to prison. Even if appropriate services are available, grandparents or biological fathers who step into parenting roles may not know about them or may feel out of place in asking for help. Steps should be taken to ensure that children of imprisoned mothers do not experience extra disruption and family instability.

Over the past four decades, the United States has sent astonishingly high numbers of its citizens to prison—especially poor minority men. The price has been paid not just by the imprisoned men themselves, but also by their communities and families, including very young children.

On any given day, approximately 2.7 million children are estimated to have a parent in prison or jail. When we also take into account children who have fathers previously in jail or prison, it turns out that nearly one of every ten U.S. residents under 18 has been affected by parental imprisonment. Researchers like me are just beginning to look into the impact of fathers’ imprisonment on children’s preparation to learn when they start attending school. For all American children, doing well at school is crucial. Early gaps lead to growing inequalities in U.S. society as a whole.

About 1 in 10 American kids has a father who is in or has been in prison. How will it affect their life chances?
About 1 in 10 American kids has a father who is in or has been in prison. How will it affect their life chances? Photo via Flickr CC (click for original).

Why School Readiness Matters

“School readiness” is an idea developed by scholars to indicate how well prepared pre-school children are to learn in formal classrooms. It refers both to cognitive skills—such as understanding words and numbers and the ability to solve problems—and to such behavioral skills as the ability to pay attention, follow directions, and control emotions like anger or frustration. more...

The United States grapples with tough issues of crime and punishment, but the challenges pale next to those faced by the small, poor nation of Rwanda following state-sponsored genocide in 1994. In the wake of atrocity, Rwanda had to bring massive numbers of wrongdoers to justice, even as it tried to restore peace and a measure of trust to shattered communities. When existing judicial institutions became overwhelmed, Rwanda fashioned a new system, adapting traditional community mechanisms of justice and reparation to cope with the modern crisis. Lessons from this experience might help America find new ways to combine punishment and social healing.

Challenge and Response in Rwanda

The 1994 genocide left Rwanda with over a million citizens dead, millions more displaced, and societal institutions in shambles. Violence had been orchestrated by a group of political leaders who encouraged ordinary Rwandan citizens to participate by forming self-defense groups, spreading propaganda, and instilling fear. After the violence ended, the United Nations created the International Criminal Tribunal for Rwanda to try those deemed most responsible for atrocities. But this tribunal could handle only a fraction of the perpetrators, leaving tiny Rwanda overwhelmed with the reality that upwards of one million of its citizens had committed genocidal crimes. Meanwhile, many survivors had lost their entire families and all of their belongings yet were still expected to live in the same communities with those responsible for their losses. more...

The United States is among the world’s leaders in imprisoning its citizens – a dubious distinction. America’s prison population has grown more than fivefold since the early 1970s. Minorities have been disproportionately affected, with African Americans incarcerated almost six times as the rate for whites, and Hispanics at twice the white rate. In great detail, scholars have spelled out the negative social consequences of the prison boom. Ex-felons struggle economically and often cannot vote. Their communities lose political clout. Saddest of all, the families and innocent children of prisoners suffer diminished health and life chances.

But what caused rates of imprisonment to shoot upward in the first place? Explanations abound, yet many obscure as much as they reveal because they either ignore or minimize the consequences of crime. Americans of color are more likely to be incarcerated – and they are also more likely to be victims of violent crime. My research explores the political and policy consequences of the facts about victimization. How did people of color, specifically African Americans, respond to rising crime rates? What role did black politics play in the development of mass incarceration? more...